The Problem

            Fingerprints have been used for personal identification for centuries.  For many applications such as bank Automatic Teller Machine (ATM) access, credit card transaction authorization, user identification on computer systems and building access, fingerprints have been the primary method.  For a means of automatic identification, it has been not only been the oldest, but the most reliable method because of the invariance of the fingerprint features over the age of a person. 

          Recent advances in inkless image capturing devices for fingerprint image attainment, has generated significant interest in using fingerprints for several other civil applications.  One of the newest and most interesting involves the FBI.  Between 1924 and today, the FBI has collected over 30 million sets of fingerprints.  Their archive consists of mainly inked impressions on paper cards.  Facsimile scans of the impressions are taken for storage.  Over the past 70 years, their collection has grown to over 200 million cards of prints, occupying over an acre of filing cabinets in the J. Edgar Hoover building in Washington.  This collection includes over some 29 million records that need to be examined every time a criminals’ print needs to be checked.  In the U.S. some 40,000 fingerprints must be treated, classified and compared every day.  Besides the FBI, all of the police force in the United States must manage multiple fingerprint collections.

          Recently, in 1993, the FBI had set out to design and implement a national standard for coding and compression of digitized fingerprint images.  This was done because a number of jurisdictions had been experimenting with digital storage of fingerprints, and incompatibilities between data formats had been starting to become a problem.  In image acquisition, a digital image of a fingerprint is captured either from the live person’s fingers, or from an existing inked paper record.  Methods that are more recent involve using inkless methods.  Currently, there are four different technologies available.  Among them include optical, ultrasonic, electrical field, and thermal.  After the image is acquired, the feature extraction stage involves representing the fingerprint for matching.  In matching, a decision is made about the confirmation of the fingerprints closeness the fingerprints in the database. 

          One problem that the FBI ran into when going digital is that they had an enormous amount of data to store.  Their images were to be digitized at a resolution of 500 dots per inch (dpi), with 256 levels of grey-scale per dot.  With a single fingerprint, like the one shown in Figure 2, containing almost 700,000 dpi, it would need about 0.6 megabytes of electronic storage space.

Figure 2.  Sample Inked Fingerprint.

Put that together with the fact that the FBI takes prints of both hands of suspects, and this results in approximately 10 megabytes per 8 inch by 8 inch card.  A sample of what one of these cards looks like can be shown here in Figure 3. 

Figure 3.  Sample Fingerprint Card.

 

Sometimes repeat offenders can have more than one card.  Looking at the big picture, the FBI would now require nearly 200 terabytes of electronic storage space.  With today’s rate of crime coupled with the price of hard-disk space, the cost of storing all these uncompressed images would be about 200 million dollars.  In addition, if one of these cards was to be transmitted over a modem it could take up to 3 hours alone.         To make matter worse, fingerprint data continues to accumulate at a rate of 30,000 – 50,000 new cards per day.  It was obvious that the FBI look into some sort of data compression to reduce wasted time and money.

          It was originally considered that the FBI would use a method known as Joint Photographic Experts Group (JPEG).  JPEG, a new compression algorithm, was based on a Discrete Cosine Transform on blocks of 8 by 8 pixels or dots.  In the case with the FBI, the images of the fingerprints were in monochrome, 256 grey-scale, and always the same size and looked very similar.  While JPEG did a very good job lowering the compression ratio, from 5:1 to 10:1, the results were often unacceptable, as shown here in Figure 4. 

(a)                                                                                     (b)

Figure 4.  (a) Original Fingerprint  (b) JPEG Compressed Fingerprint.

 

These results were unacceptable and appeared grainy because of the 500 dpi scan.  They needed to be more detailed because tiny white spots in the black ridges of fingerprints contain sweat pores, shown here in Figure 5.  These sweat pores are admissible points in court criminal cases.  Likewise were the little black flesh islands in the grooves between the ridges, shown in Figure 5. 

Figure 5.  Fingerprint Details.

 

These ridge endings and bifurcation’s form permanently in childhood.  There are about 150 of them per finger, and these details are just a couple of pixels wide. Often times in court, the presence of 12 or more can be the difference in the jury’s decision.  The compression methods needed to be better to preserve the features right at the resolution of the scan, whether it is a good print or a bad one.  Some examples of good and bad fingerprints are shown in Figure 6.

Figure 6.  Fingerprint Qualities. (a) Good,  (b) Fair, (c) Poor

 

          The problem was that most lossy algorithms work by throwing out the smallest, highest frequency, details.  In short, they must provide an alternative to JPEG which must be clearly better in some cases, in particular when compressing aggressively large images.  The FBI decided to use wavelets for their great compression ratios, along with their filtering techniques, which do not discard minor details because they can be preserved. 

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